Richard Tumber

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Openwork Limited

    FRN 408285

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 3 Oct 2012)
  • TJD Services Kent Limited

    FRN 554062

    • Employed By (since 3 Oct 2012)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 30 Sep 2012)
    • CF21 Investment Adviser (18 Jul 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (7 Jun 2005 to 18 Jul 2007)

Recent activity

Updates to this individual's record on the FCA register.

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