Richard Thompson

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF1 Director (AR) (since 30 Mar 2025)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 1 Nov 2007)
    • CF1 Director (AR) (13 Jun 2018 to 23 Jun 2022)
    • CF29 Significant management (26 Apr 2011 to 4 Dec 2015)
    • CF21 Investment Adviser (1 Oct 2007 to 31 Oct 2007)
  • Thompson Wealth Partners Limited

    FRN 1029951

    • Employed By (since 30 Mar 2025)
  • Edwards Wealth Ltd (no longer approved here)

    FRN 416398

    • (12)Employed By (19 Jul 2016 to 7 May 2025)

Recent activity

Updates to this individual's record on the FCA register.

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