Richard Thomas Lloyd - Jones

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FFP Solutions Limited

    FRN 624257

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Significant management (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • CF10 Compliance Oversight (13 Jun 2017 to 8 Dec 2019)
    • Responsible for Insurance Mediation (13 Jun 2017 to 30 Sep 2018)
    • CF1 Director (26 Sep 2014 to 8 Dec 2019)
  • TenetLime Limited (no longer approved here)

    FRN 311266

    • CF1 Director (AR) (9 Sep 2014 to 18 Dec 2017)

Recent activity

Updates to this individual's record on the FCA register.

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