Richard Thomas Brunton

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sucden Financial Limited

    FRN 114239

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • [FCA CF] Manager of certification employee (since 9 Dec 2019)
    • [FCA CF] Proprietary trader (since 9 Dec 2019)
    • [FCA CF] Material risk taker (9 Dec 2019 to 1 Jan 2022)
    • CF30 Customer (1 Dec 2015 to 8 Dec 2019)
  • Novate Global Markets Limited (no longer approved here)

    FRN 124624

    • (309)CF21 Investment Adviser (28 Jan 2002 to 17 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (309)CF21 Investment Adviser at Novate Global Markets Limited