Richard Thomas Austen

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Responsible Life Limited

    FRN 610205

    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (21 Mar 2005 to 2 Mar 2007)
    • CF7 Sole Trader (AR) (31 Aug 2004 to 28 Oct 2005)
    • CF22 Investment Adviser (Trainee) (31 Aug 2004 to 21 Mar 2005)
  • Richard Thomas Austen (no longer approved here)

    FRN 403038

    • (3)Employed By (31 Aug 2004 to 2 Mar 2007)
  • Hyde Park Financial Advisers (no longer approved here)

    FRN 152949

    • (12)Employed By (30 Jan 2004 to 19 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

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