Richard Thomas Andrew Postlethwaite

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ALDER INVESTMENT MANAGEMENT LIMITED (no longer approved here)

    FRN 122428

    • SMF1 Chief Executive (9 Dec 2019 to 23 Aug 2021)
    • SMF3 Executive Director (9 Dec 2019 to 23 Aug 2021)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF3 Chief Executive (18 Dec 2006 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (18 Dec 2006 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (11 Nov 2003 to 18 Dec 2006)
    • CF10 Compliance Oversight (11 Nov 2003 to 18 Dec 2006)
    • CF1 Director (25 Jan 2002 to 8 Dec 2019)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.