Richard Stewart John Goodwin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sigma Broking Limited (no longer approved here)

    FRN 485362

    • CF30 Customer (22 Dec 2016 to 9 Mar 2017)
  • Mariana UFP LLP (no longer approved here)

    FRN 551170

    • CF30 Customer (5 May 2015 to 28 Oct 2016)
  • Mariana UFP (Americas) Limited (no longer approved here)

    FRN 649237

    • (3)Employed By (27 Apr 2015 to 28 Oct 2016)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF16 Significant Mgt (Desgntd Investment Business) (5 May 2005 to 20 Apr 2007)
    • CF26 Customer Trading (1 Dec 2001 to 31 Jul 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.