Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 23 Feb 2023)
    • [FCA CF] Material risk taker (since 20 Oct 2022)
    • [FCA CF] Client dealing (since 1 Feb 2022)
    • [FCA CF] Functions requiring qualifications (1 Feb 2022 to 30 Sep 2025)
  • Franklin Templeton Fund Management Limited (no longer approved here)

    FRN 122222

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jan 2022)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Jan 2022)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (13 Apr 2004 to 31 Oct 2007)
  • Franklin Templeton Investment Management Limited (no longer approved here)

    FRN 121779

    • CF30 Customer (7 Apr 2015 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.