Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 13 Feb 2023)
    • CF30 Customer (1 Nov 2007 to 13 Feb 2023)
    • CF21 Investment Adviser (30 Jan 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (21 Sep 2005 to 30 Jan 2006)
    • CF7 Sole Trader (AR) (21 Sep 2005 to 19 Dec 2005)
  • R S Financial Management (no longer approved here)

    FRN 176492

    • (2)Employed By (20 Jan 2005 to 30 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

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