Richard Stephen Albon

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TFS Derivatives Limited

    FRN 197244

    • [FCA CF] Client dealing (since 18 Feb 2021)
    • CF30 Customer (8 May 2019 to 8 Dec 2019)
  • TP ICAP E&C Limited (no longer approved here)

    FRN 146880

    • CF30 Customer (29 Jan 2010 to 17 Dec 2018)
  • TP ICAP Broking Limited (no longer approved here)

    FRN 154234

    • CF29 Significant management (1 Nov 2007 to 21 Sep 2009)
    • CF30 Customer (1 Nov 2007 to 17 Dec 2018)
    • CF16 Significant Mgt (Desgntd Investment Business) (9 Aug 2004 to 31 Oct 2007)
    • CF8 Apportionment and Oversight (26 Aug 2003 to 9 Aug 2004)
    • CF26 Customer Trading (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.