Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Peter Harding Practice Ltd (no longer approved here)

    FRN 402110

    • (17)Employed By (28 Dec 2022 to 28 Apr 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 28 Apr 2023)
    • CF1 Director (AR) (15 Jun 2010 to 3 Jan 2023)
    • CF30 Customer (1 Nov 2007 to 28 Apr 2023)
    • CF21 Investment Adviser (15 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Feb 2007 to 15 May 2007)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF1 Director (AR) (1 Jun 2005 to 12 Feb 2007)
    • CF21 Investment Adviser (1 Jun 2005 to 12 Feb 2007)
  • New World Financial Solutions Ltd (no longer approved here)

    FRN 225534

    • (6)Employed By (24 Jun 2003 to 12 Feb 2007)

Recent activity

Updates to this individual's record on the FCA register.

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