Richard Spillett

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- [FCA CF] Material risk taker (7 Mar 2016 to 13 Jan 2023)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 13 Jan 2023)
JPMorgan Chase Bank, National Association (no longer approved here)
FRN 124491
- CF21 Investment Adviser (5 Sep 2006 to 8 Sep 2006)
J.P. Morgan Securities plc (no longer approved here)
FRN 155240
- CF21 Investment Adviser (5 Sep 2006 to 8 Sep 2006)
HSBC Global Asset Management (UK) Limited (no longer approved here)
FRN 122335
- CF27 Investment Management (27 Jul 2005 to 14 Jul 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.