Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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MUFG Securities EMEA plc
FRN 124512
- SMF6 Head of Key Business Areas (since 13 Nov 2025)
- [FCA CF] Client dealing (7 Mar 2016 to 27 May 2023)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 27 May 2023)
- [FCA CF] Material risk taker (7 Mar 2016 to 27 May 2023)
- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 27 May 2023)
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MUFG BANK, LTD
FRN 139189
- [FCA CF] Significant management (since 21 Jun 2023)
- [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2016)
- [FCA CF] Client dealing (since 7 Mar 2016)
- [FCA CF] Manager of certification employee (since 7 Mar 2016)
- [FCA CF] Material risk taker (since 7 Mar 2016)
- CF30 Customer (6 May 2009 to 6 Mar 2016)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.