Richard Sinclair Cope

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wells Fargo Securities International Limited

    FRN 186745

    • [FCA CF] Material risk taker (since 1 Jan 2023)
    • [FCA CF] Significant management (since 26 Oct 2021)
    • [FCA CF] Client dealing (since 26 Oct 2021)
    • [FCA CF] Manager of certification employee (since 26 Oct 2021)
    • [FCA CF] Material risk taker (26 Oct 2021 to 28 Feb 2023)
  • Wells Fargo Bank, National Association

    FRN 456183

    • [FCA CF] Significant management (since 26 Oct 2021)
    • [FCA CF] Manager of certification employee (since 26 Oct 2021)
    • [FCA CF] Client dealing (since 26 Oct 2021)
    • [FCA CF] Material risk taker (26 Oct 2021 to 28 Feb 2023)
  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • [FCA CF] Client dealing (1 Jan 2021 to 1 Jun 2021)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [FCA CF] Client dealing (16 Nov 2016 to 31 Dec 2020)
    • CF30 Customer (12 Jun 2013 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [FCA CF] Client dealing (16 Nov 2016 to 31 Dec 2020)
    • CF30 Customer (12 Jun 2013 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (14 Oct 2008 to 24 Jun 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.