Richard Simon North

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Allianz Insurance Plc
FRN 121849
- [FCA CF] Significant management (since 1 May 2024)
Liverpool Victoria Insurance Company Limited
FRN 202965
- [FCA CF] Significant management (since 1 May 2024)
Highway Insurance Company Limited
FRN 202972
- [FCA CF] Significant management (since 1 May 2024)
Esure Services Limited (no longer approved here)
FRN 312063
- SMF5 Head of Internal Audit (6 Jun 2022 to 1 Feb 2024)
- [FCA CF] Material risk taker (30 Mar 2021 to 31 Jan 2024)
- [FCA CF] Significant management (9 Dec 2019 to 31 Jan 2024)
- CF28 Systems and controls (14 Nov 2019 to 8 Dec 2019)
esure Insurance Limited (no longer approved here)
FRN 203350
- SMF5 Head of Internal Audit (14 Nov 2019 to 1 Feb 2024)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.