Richard Shrimpton

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank Corporate Markets Plc (no longer approved here)

    FRN 763256

    • Director of firm who is not a certification employee or a SMF manager (1 Mar 2025 to 30 Sep 2025)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • [PRA CF] Managing a material risk taker (3 Feb 2021 to 30 Sep 2025)
    • [FCA CF] Manager of certification employee (16 Jun 2016 to 30 Sep 2025)
    • [FCA CF] Material risk taker (16 Jun 2016 to 30 Sep 2025)
    • [PRA CF] Significant risk taker or Material risk taker (16 Jun 2016 to 30 Sep 2025)
    • [FCA CF] Client dealing (16 Jun 2016 to 30 Sep 2025)
    • CF30 Customer (23 May 2011 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • [PRA CF] Significant risk taker or Material risk taker (16 Jun 2016 to 9 Dec 2019)
    • [FCA CF] Client dealing (16 Jun 2016 to 9 Dec 2019)
    • [FCA CF] Material risk taker (16 Jun 2016 to 9 Dec 2019)
    • [FCA CF] Manager of certification employee (16 Jun 2016 to 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.