Richard Sherry

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • [FCA CF] Manager of certification employee (10 Jul 2020 to 10 Oct 2025)
    • [FCA CF] Material risk taker (10 Jul 2020 to 10 Oct 2025)
    • [FCA CF] Client dealing (10 Jul 2020 to 10 Oct 2025)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (5 Jan 2006 to 31 Oct 2007)
  • M&G Alternatives Investment Management Limited (no longer approved here)

    FRN 122011

    • [FCA CF] Client dealing (10 Jul 2020 to 10 Oct 2025)
    • [FCA CF] Material risk taker (10 Jul 2020 to 1 Mar 2024)
    • [FCA CF] Manager of certification employee (10 Jul 2020 to 10 Oct 2025)
    • CF30 Customer (12 Mar 2014 to 8 Dec 2019)
  • J.P. Morgan Investment Management Inc (no longer approved here)

    FRN 119267

    • CF27 Investment Management (1 Dec 2001 to 17 Jun 2005)
  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • CF27 Investment Management (1 Dec 2001 to 17 Jun 2005)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF27 Investment Management (1 Dec 2001 to 17 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.