Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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HSBC Bank Plc
FRN 114216
- [FCA CF] Significant management (since 17 Aug 2022)
- [PRA CF] Significant risk taker or Material risk taker (since 4 May 2016)
- CF30 Customer (1 Nov 2007 to 29 Sep 2015)
- CF21 Investment Adviser (30 Nov 2002 to 31 Oct 2007)
- CF23 Corporate Finance Adviser (30 Nov 2002 to 28 Feb 2005)
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HSBC UK Bank Plc
FRN 765112
- [FCA CF] Significant management (since 17 Aug 2022)
- [PRA CF] Significant risk taker or Material risk taker (since 1 Jul 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.