Richard Sheppard

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Markets Limited

    FRN 114031

    • [FCA CF] Manager of certification employee (since 28 Feb 2024)
    • [FCA CF] Client dealing (since 28 Feb 2024)
  • J.P. Morgan Securities plc

    FRN 155240

    • [FCA CF] Manager of certification employee (since 6 Jun 2023)
    • [FCA CF] Material risk taker (since 8 Nov 2022)
    • [FCA CF] Client dealing (since 8 Nov 2022)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Client dealing (7 Apr 2017 to 29 Jul 2022)
    • [FCA CF] Manager of certification employee (7 Apr 2017 to 29 Jul 2022)
    • SMF21 EEA Branch Senior Manager (EBSM) (6 May 2016 to 7 Apr 2017)
    • [FCA CF] Material risk taker (7 Mar 2016 to 29 Jul 2022)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.