Richard Scotter

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • RMS Wealth Management Limited

    FRN 912092

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Responsible for Insurance Distribution (since 20 Jul 2020)
    • SMF16 Compliance Oversight (since 20 Jul 2020)
    • [FCA CF] Functions requiring qualifications (since 20 Jul 2020)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 20 Jul 2020)
    • SMF3 Executive Director (since 20 Jul 2020)
  • Oracle Consultants Ltd (no longer approved here)

    FRN 618258

    • [FCA CF] Functions requiring qualifications (27 Jan 2020 to 20 Jul 2020)

Recent activity

Updates to this individual's record on the FCA register.

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