Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 18 Nov 2024)
- [FCA CF] Client dealing (since 18 Nov 2024)
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- [FCA CF] Client dealing (9 Dec 2019 to 31 Jul 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Jul 2024)
- CF30 Customer (29 Mar 2019 to 8 Dec 2019)
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- CF30 Customer (22 Apr 2013 to 18 Dec 2014)
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- CF30 Customer (7 Dec 2012 to 7 Feb 2013)
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- Employed By (5 Mar 2001 to 2 Apr 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.