Richard Scott Anthony

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Evercore Partners International LLP
FRN 532714
- [FCA CF] Client dealing (since 24 Nov 2020)
- [FCA CF] Significant management (since 24 Nov 2020)
- [FCA CF] Manager of certification employee (since 24 Nov 2020)
- SMF27 Partner (since 9 Dec 2019)
- CF4 Partner (6 Jun 2016 to 8 Dec 2019)
- CF30 Customer (1 Jul 2011 to 8 Dec 2019)
Neuberger Berman Europe Limited (no longer approved here)
FRN 442488
- CF30 Customer (19 Dec 2008 to 26 Feb 2010)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.