Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Feb 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (30 Sep 2004 to 19 Jan 2007)
    • CF22 Investment Adviser (Trainee) (11 May 2004 to 30 Sep 2004)
    • CF7 Sole Trader (AR) (11 May 2004 to 28 Oct 2005)
  • Richard Sawyer (no longer approved here)

    FRN 400493

    • (1)Employed By (11 May 2004 to 19 Jan 2007)

Recent activity

Updates to this individual's record on the FCA register.

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