Richard Rudi Brass

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rothschild & Co Wealth Management UK Limited

    FRN 218613

    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • [FCA CF] Manager of certification employee (since 31 Jan 2023)
    • [FCA CF] Client dealing (since 31 Jan 2023)
    • [FCA CF] Functions requiring qualifications (since 31 Jan 2023)
  • SCHRODER & CO. LIMITED (no longer approved here)

    FRN 144206

    • CF30 Customer (31 Mar 2008 to 31 May 2011)
  • Commerzbank AG (no longer approved here)

    FRN 124920

    • CF23 Corporate Finance Adviser (4 Mar 2002 to 31 May 2002)
  • Compass Partners Advisers Ltd (no longer approved here)

    FRN 209798

    • Employed By (28 Feb 2002 to 12 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.