Richard Rosin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citigroup Global Markets Limited

    FRN 124384

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2025)
    • [FCA CF] Material risk taker (since 1 Jan 2025)
    • [FCA CF] Manager of certification employee (since 16 Jun 2021)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [PRA CF] Significant risk taker or Material risk taker (12 Sep 2023 to 19 Aug 2024)
    • [FCA CF] Material risk taker (12 Sep 2023 to 19 Aug 2024)
    • CF30 Customer (19 Aug 2014 to 6 Mar 2016)
  • Citibank, N.A.

    FRN 124704

    • [FCA CF] Material risk taker (since 1 Jan 2025)
    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2025)
    • [FCA CF] Manager of certification employee (since 16 Jun 2021)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [PRA CF] Significant risk taker or Material risk taker (12 Sep 2023 to 19 Aug 2024)
    • [FCA CF] Material risk taker (12 Sep 2023 to 19 Aug 2024)
    • CF30 Customer (19 Aug 2014 to 6 Mar 2016)
  • Citibank Europe plc

    FRN 211646

    • [PRA CF] Significant risk taker or Material risk taker (since 1 Jan 2025)
    • [FCA CF] Material risk taker (since 1 Jan 2025)
    • [FCA CF] Manager of certification employee (since 18 Jun 2021)
    • [FCA CF] Client dealing (since 7 Mar 2016)
    • [PRA CF] Significant risk taker or Material risk taker (12 Sep 2023 to 19 Aug 2024)
    • [FCA CF] Material risk taker (12 Sep 2023 to 19 Aug 2024)
    • CF30 Customer (1 Jan 2016 to 6 Mar 2016)
  • Goldman Sachs International Bank (no longer approved here)

    FRN 124659

    • CF30 Customer (11 Apr 2013 to 24 Feb 2014)
  • Goldman Sachs Bank USA (no longer approved here)

    FRN 582328

    • CF30 Customer (21 Mar 2013 to 24 Feb 2014)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (1 Dec 2006 to 3 Jul 2007)
    • CF22 Investment Adviser (Trainee) (22 Sep 2005 to 30 Nov 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.