Richard Rory O'Connor

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M & G Securities Limited (no longer approved here)

    FRN 122057

    • [FCA CF] Material risk taker (2 Feb 2023 to 31 Dec 2023)
  • M&G Investment Management Limited (no longer approved here)

    FRN 119328

    • [FCA CF] Client dealing (6 Jul 2020 to 31 Dec 2023)
    • [FCA CF] Material risk taker (6 Jul 2020 to 31 Dec 2023)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF27 Investment Management (4 Aug 2003 to 20 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

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