Richard Roberts

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • M&G ADVICE PARTNERS LIMITED

    FRN 584256

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 1 Apr 2021)
    • CF1 Director (AR) (since 17 Feb 2021)
    • CF30 Customer (since 17 Feb 2021)
    • [FCA CF] Functions requiring qualifications (1 Jul 2020 to 31 Mar 2021)
    • [FCA CF] Client dealing (1 Jul 2020 to 31 Mar 2021)
    • CF30 Customer (24 Apr 2018 to 8 Dec 2019)
  • TRELAWNY WEALTH MANAGEMENT LTD

    FRN 940970

    • Employed By (since 17 Feb 2021)
  • Thomson Gray Wealth Management Limited (no longer approved here)

    FRN 564126

    • CF30 Customer (25 Jul 2017 to 28 Feb 2018)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (1 Nov 2007 to 31 Jul 2013)
    • CF21 Investment Adviser (28 Feb 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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