Richard Robert Lockhart

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Union Bancaire Privée (UK) Limited

    FRN 119250

    • 13. Giving personal recommendations on and dealing with derivatives
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • [FCA CF] Client dealing (since 29 May 2020)
    • [FCA CF] Functions requiring qualifications (since 29 May 2020)
  • THE ROYAL BANK OF SCOTLAND PUBLIC LIMITED COMPANY (no longer approved here)

    FRN 114724

    • [FCA CF] Manager of certification employee (17 Apr 2018 to 15 May 2019)
    • CF1 Director (27 Jun 2003 to 16 Nov 2009)
  • Coutts & Company (no longer approved here)

    FRN 122287

    • [FCA CF] Manager of certification employee (22 Jan 2018 to 1 May 2019)

Recent activity

Updates to this individual's record on the FCA register.

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