Richard Ricci

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Panmure Liberum Capital Limited
FRN 465050
- SMF3 Executive Director (since 31 May 2024)
Panmure Liberum Limited
FRN 403721
- SMF1 Chief Executive (since 28 Sep 2020)
- SMF3 Executive Director (since 28 Sep 2020)
BIFM Investments Limited (no longer approved here)
FRN 511268
- CF29 Significant management (7 Jun 2010 to 16 Mar 2011)
Equistone Partners Europe Limited (no longer approved here)
FRN 124366
- CF29 Significant management (1 Nov 2007 to 16 Mar 2011)
- CF17 Significant Mgt (Other Business Operations) (26 Aug 2005 to 31 Oct 2007)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF29 Significant management (1 Nov 2007 to 1 May 2013)
- CF17 Significant Mgt (Other Business Operations) (26 Aug 2005 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.