Richard Ralston Foulkes

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Schroder Investment Management Limited (no longer approved here)

    FRN 119348

    • CF1 Director (1 Dec 2001 to 11 Jun 2003)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 11 Jul 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2005)
  • Schroder Investment Management North America Limited (no longer approved here)

    FRN 144543

    • CF1 Director (1 Dec 2001 to 31 Oct 2005)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)
    • CF27 Investment Management (1 Dec 2001 to 31 Oct 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.