Richard Powis

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Coutts & Company

    FRN 122287

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 31 Oct 2022)
  • BROWN SHIPLEY & CO. LIMITED (no longer approved here)

    FRN 124548

    • [FCA CF] Proprietary trader (3 Aug 2020 to 24 Feb 2022)
    • [FCA CF] Functions requiring qualifications (9 Sep 2019 to 24 Feb 2022)

Recent activity

Updates to this individual's record on the FCA register.

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