Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF28 Systems and controls (11 Oct 2013 to 15 Aug 2014)
- CF30 Customer (1 Nov 2007 to 23 Sep 2013)
- CF10 Compliance Oversight (1 Sep 2003 to 23 Sep 2013)
- CF11 Money Laundering Reporting (28 Aug 2003 to 1 Apr 2015)
- CF21 Investment Adviser (22 Jul 2002 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.