Richard Place

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Wells Fargo Securities International Limited
FRN 186745
- SMF2 Chief Finance (since 15 Sep 2020)
- SMF3 Executive Director (since 15 Sep 2020)
Wells Fargo Bank, National Association
FRN 456183
- SMF2 Chief Finance (since 15 Sep 2020)
NatWest Markets Plc (no longer approved here)
FRN 121882
- SMF2 Chief Finance (30 Apr 2018 to 19 Dec 2019)
- CF28 Systems and controls (14 Jul 2015 to 6 Mar 2016)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF1 Director (25 Apr 2005 to 27 Oct 2006)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.