Richard Pinnock

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AXA Investment Managers GS Limited (no longer approved here)

    FRN 188523

    • CF29 Significant management (1 Nov 2007 to 28 Jun 2010)
    • Responsible for Insurance Mediation (29 Nov 2005 to 28 Jun 2010)
    • CF17 Significant Mgt (Other Business Operations) (25 Nov 2005 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (15 Nov 2005 to 31 Oct 2007)
  • AXA INVESTMENT MANAGERS UK LIMITED (no longer approved here)

    FRN 119368

    • CF16 Significant Mgt (Desgntd Investment Business) (21 Apr 2005 to 15 Nov 2005)

Recent activity

Updates to this individual's record on the FCA register.

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