Richard Phelan

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • [FCA CF] Material risk taker (31 May 2018 to 20 May 2025)
    • [FCA CF] Client dealing (7 Mar 2016 to 20 May 2025)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 20 May 2025)
    • CF30 Customer (1 Nov 2007 to 6 Mar 2016)
    • CF21 Investment Adviser (30 Nov 2006 to 31 Oct 2007)
  • CREDIT SUISSE INTERNATIONAL (no longer approved here)

    FRN 146702

    • CF21 Investment Adviser (6 Nov 2003 to 6 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

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