Richard Peter Wilcox

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • New Leaf Distribution Limited

    FRN 460421

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Client dealing (since 14 Jun 2023)
    • Appointed representative dealing with clients for which they require qualification (since 14 Jun 2023)
    • CF1 Director (AR) (since 22 May 2023)
    • CF30 Customer (since 22 May 2023)
  • Richard Wilcox Financial Planning Ltd

    FRN 996326

    • (1)Employed By (since 22 May 2023)
  • Active Financial Partners Limited (no longer approved here)

    FRN 301860

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 8 Aug 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 8 Aug 2023)
    • CF30 Customer (4 Sep 2009 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.