Richard Peter McPherson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Alexander Cameron Ltd

    FRN 491660

    • 11. Pension transfer specialist
    • 14. Managing investments
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [PRA CF] Key function holder (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Significant management (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF10 Compliance Oversight (5 May 2009 to 8 Dec 2019)
    • CF1 Director (5 May 2009 to 8 Dec 2019)
    • CF30 Customer (7 Jan 2009 to 8 Dec 2019)

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Updates to this individual's record on the FCA register.

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