Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
HSBC UK Bank Plc
FRN 765112
- [FCA CF] Manager of certification employee (since 18 Mar 2026)
- [PRA CF] Significant risk taker or Material risk taker (since 21 Jan 2019)
-
HSBC Bank Plc
FRN 114216
- [PRA CF] Significant risk taker or Material risk taker (since 21 Jan 2019)
- [FCA CF] Manager of certification employee (since 15 Feb 2017)
- [FCA CF] Client dealing (since 15 Feb 2017)
- CF30 Customer (1 Nov 2007 to 14 Sep 2012)
- CF21 Investment Adviser (7 Dec 2006 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.