Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 29 Aug 2017)
    • CF1 Director (AR) (since 29 Aug 2017)
    • Employed By (since 29 Jan 2014)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF1 Director (AR) (29 Jan 2014 to 29 Aug 2017)
    • CF30 Customer (29 Jan 2014 to 29 Aug 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.