Richard Pepall

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Financial Limited

    FRN 497604

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 10 Jun 2011)
    • CF4 Partner (AR) (14 Nov 2011 to 23 Mar 2016)
  • Camargue Chambers LLP

    FRN 565230

    • Employed By (since 14 Nov 2011)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Dec 2019)
  • CAERUS Wealth Ltd (no longer approved here)

    FRN 525931

    • Employed By (10 Jun 2011 to 21 Nov 2011)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (1 Nov 2007 to 23 May 2011)
    • CF4 Partner (AR) (1 Jun 2005 to 23 May 2011)
    • CF21 Investment Adviser (1 Jun 2005 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.