Richard Paul Ziegler

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CLSA (UK)

    FRN 140836

    • SMF9 Chair of the Governing Body (since 12 May 2021)
    • SMF3 Executive Director (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF30 Customer (6 Apr 2009 to 8 Dec 2019)
    • CF1 Director (6 Apr 2009 to 8 Dec 2019)
    • CF3 Chief Executive (6 Apr 2009 to 8 Dec 2019)
    • CF21 Investment Adviser (9 Jul 2003 to 20 Mar 2005)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (30 Nov 2002 to 7 Jul 2003)

Recent activity

Updates to this individual's record on the FCA register.

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