Richard Paul Wadsworth

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CARBON FINANCIAL PARTNERS LIMITED

    FRN 536900

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (26 Jul 2012 to 8 Dec 2019)
  • Fitzallan Ltd (no longer approved here)

    FRN 401398

    • CF30 Customer (1 Nov 2007 to 19 Jun 2012)
    • Responsible for Insurance Mediation (14 Jan 2005 to 19 Jun 2012)
    • CF24 Pension Transfer Specialist (20 Sep 2004 to 31 Oct 2007)
    • CF21 Investment Adviser (20 Sep 2004 to 31 Oct 2007)
    • CF1 Director (20 Sep 2004 to 19 Jun 2012)

Recent activity

Updates to this individual's record on the FCA register.

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