Richard Paul Rochford

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 31 Mar 2008)
    • CF1 Director (AR) (15 Jun 2010 to 7 Jun 2018)
  • Wellesley Investment Management Ltd

    FRN 179347

    • (2)Employed By (since 31 Mar 2008)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • CF30 Customer (1 Nov 2007 to 22 Jan 2008)
    • CF21 Investment Adviser (28 Aug 2007 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Wellesley Investment Management Ltd

  2. controlled function added: (2)Employed By at Wellesley Investment Management Ltd