Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 2 Mar 2026)
  • Key Retirement Solutions Limited (no longer approved here)

    FRN 224987

    • [FCA CF] Functions requiring qualifications (6 Dec 2022 to 27 Feb 2026)
    • Appointed representative dealing with clients for which they require qualification (26 Oct 2020 to 18 Aug 2022)
  • Retirement Solutions (UK) Limited (no longer approved here)

    FRN 483817

    • [FCA CF] Functions requiring qualifications (5 Sep 2022 to 7 Dec 2022)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (9 Mar 2007 to 4 Nov 2008)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF21 Investment Adviser (8 Feb 2006 to 29 Jan 2007)
    • CF1 Director (AR) (4 Nov 2005 to 29 Jan 2007)
    • CF22 Investment Adviser (Trainee) (4 Nov 2005 to 8 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

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