Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Societe Generale (no longer approved here)

    FRN 124866

    • [FCA CF] Client dealing (7 Mar 2016 to 28 Feb 2019)
    • [FCA CF] Material risk taker (7 Mar 2016 to 28 Feb 2019)
    • [FCA CF] Manager of certification employee (7 Mar 2016 to 28 Feb 2019)
    • CF30 Customer (23 May 2011 to 6 Mar 2016)
  • Sucden Financial Limited (no longer approved here)

    FRN 114239

    • CF1 Director (15 Oct 2008 to 10 Nov 2009)
    • CF30 Customer (16 Sep 2008 to 10 Nov 2009)
  • Credit Agricole Corporate and Investment Bank (no longer approved here)

    FRN 124344

    • CF30 Customer (21 Feb 2008 to 29 Jul 2008)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF16 Significant Mgt (Desgntd Investment Business) (22 Jun 2004 to 30 Apr 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.