Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- [FCA CF] Client dealing (7 Mar 2016 to 28 Feb 2019)
- [FCA CF] Material risk taker (7 Mar 2016 to 28 Feb 2019)
- [FCA CF] Manager of certification employee (7 Mar 2016 to 28 Feb 2019)
- CF30 Customer (23 May 2011 to 6 Mar 2016)
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- CF1 Director (15 Oct 2008 to 10 Nov 2009)
- CF30 Customer (16 Sep 2008 to 10 Nov 2009)
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- CF30 Customer (21 Feb 2008 to 29 Jul 2008)
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- CF16 Significant Mgt (Desgntd Investment Business) (22 Jun 2004 to 30 Apr 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.