Richard Pattison

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Lloyds Bank Corporate Markets Plc

    FRN 763256

    • [FCA CF] Algorithmic trading (since 12 Jun 2024)
    • [FCA CF] Material risk taker (since 31 Aug 2022)
    • [PRA CF] Significant risk taker or Material risk taker (since 31 Aug 2022)
    • [FCA CF] Client dealing (since 1 Aug 2017)
    • [FCA CF] Manager of certification employee (since 1 Aug 2017)
    • [PRA CF] Managing a material risk taker (26 Sep 2025 to 30 Mar 2026)
    • [FCA CF] Material risk taker (1 Aug 2017 to 17 Aug 2020)
    • [PRA CF] Significant risk taker or Material risk taker (1 Aug 2017 to 17 Aug 2020)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (29 Jan 2009 to 6 Mar 2016)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (27 Jun 2008 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

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