Richard Oswald

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J.P. Morgan Investment Management Inc (no longer approved here)

    FRN 119267

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 25 Jul 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Dec 2003)
  • JPMorgan Asset Management (UK) Limited (no longer approved here)

    FRN 119337

    • CF1 Director (1 Dec 2001 to 25 Jul 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 19 Oct 2005)
    • CF27 Investment Management (1 Dec 2001 to 31 Dec 2003)
  • JPMorgan Chase Bank, National Association (no longer approved here)

    FRN 124491

    • CF16 Significant Mgt (Desgntd Investment Business) (1 Dec 2001 to 25 Jul 2007)
    • CF27 Investment Management (1 Dec 2001 to 31 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.