Richard Oliver Martin

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Best Practice IFA Group Limited (no longer approved here)
FRN 223112
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 18 Dec 2019)
- CF30 Customer (4 Jan 2010 to 20 Jul 2018)
- CF1 Director (AR) (4 Jan 2010 to 1 Jul 2014)
- CF21 Investment Adviser (17 Jul 2003 to 19 Nov 2004)
2 Plan Wealth Management Limited (no longer approved here)
FRN 461598
- CF30 Customer (5 Sep 2008 to 24 May 2010)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF30 Customer (1 Nov 2007 to 7 Jan 2009)
- CF21 Investment Adviser (18 Feb 2005 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (18 Nov 2004 to 18 Feb 2005)
Benchmark Financial Planning Limited (no longer approved here)
FRN 227247
- Employed By (22 Mar 2004 to 19 Nov 2004)
Ian Cooke & Partners (1296) (no longer approved here)
FRN 163348
- (6)Employed By (9 Oct 2000 to 29 Aug 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.