Richard Montague

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • HSBC UK Bank Plc (no longer approved here)

    FRN 765112

    • [FCA CF] Manager of certification employee (28 Oct 2022 to 8 Sep 2023)
    • [PRA CF] Managing a material risk taker (18 Oct 2022 to 18 Sep 2023)
    • [FCA CF] Significant management (16 Jul 2018 to 9 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (16 Jul 2018 to 14 Aug 2025)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • [PRA CF] Managing a material risk taker (18 Oct 2022 to 18 Sep 2023)
    • [FCA CF] Significant management (7 Sep 2017 to 9 Sep 2021)
    • [PRA CF] Significant risk taker or Material risk taker (17 Nov 2016 to 14 Aug 2025)
    • [FCA CF] Client dealing (17 Nov 2016 to 19 Oct 2022)
    • [FCA CF] Manager of certification employee (17 Nov 2016 to 8 Sep 2023)
    • CF30 Customer (24 Jan 2013 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.