Richard Michael Eastwood

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • St. James's Place Wealth Management Plc

    FRN 195351

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • Appointed representative dealing with clients for which they require qualification (since 12 Aug 2020)
    • CF30 Customer (since 15 Apr 2020)
    • CF1 Director (AR) (since 15 Apr 2020)
  • Pearson Solicitors and Financial Advisers Ltd

    FRN 917832

    • Responsibility for MCD Intermediation (since 3 Aug 2020)
    • Responsible for Insurance Distribution (since 3 Aug 2020)
    • SMF3 Executive Director (since 3 Aug 2020)
    • [FCA CF] Functions requiring qualifications (3 Aug 2020 to 28 Feb 2023)
    • [FCA CF] Client dealing (3 Aug 2020 to 28 Feb 2023)
  • Albion House Wealth Management Ltd

    FRN 918552

    • (5)Employed By (since 15 Apr 2020)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Albion House Wealth Management Ltd

  2. controlled function added: (5)Employed By at Albion House Wealth Management Ltd